The legal requirements for Managers, Supervisory Board members and Executive Board members with regard to Compliance and the question of personal liability, in particular following the so-called “Neubürger law decision in Germany”, are clearly defined.

Claims for damages or even prison sentences against former board members of companies are not only discussed but also enforced.

Objective:

In this training, you will learn in particular personal risks for Managers and possible protective. You will see, „how you can protect yourself“.

You will also get the basics of Compliance and what actually lies or should lie behind the technical terms usually used here as well as how you can identificate Compliance-risks and how to implement Compliance-measures. In addition you will also learn what questions you can or should ask to find out how Compliance works or could work in your company.

The training focuses on a manager’s responsibility in Compliance-matters, how to communicate Compliance related content, and how to request and obtain in-house Compliance-information to protect yourself and the company.

Contents (can be extended):

  • Compliance-requirements
  • Compliance Management Systems
  • Tone of the Top
  • Compliance-culture
  • Internal Compliance-responsibilities
  • Whistleblower Hotlines
  • Allegations
  • Compliance-investigations
  • Invitations
  • Business dinners
  • Give-aways and other gifts

The following questions are among others dealt with:

  • What does Compliance mean?
  • What should a manager know about Compliance?
  • What is possible for me and my company?
  • What is necessary for me and my company?

You will learn to apply your knowledge in practice in a targeted manner and ultimately generate added value for your daily work.

Target group:

Managers

and every other person who is interested.

Methodology:

Webinar online or class room training.

Interactive lecture, discussion, group work, practical exercises, case studies, reflection.

German or English.

Duration:

2 sessions Webinar online (Microsoft Teams), with 1,5 up to 2 hours and 2 sessions “Round Table”, discussions, questions and answers (voluntary, for whom who has questions)

or

class room training 3 hours.

Date by agreement.

Costs:

Webinar: EUR 210 per participant.

Class room training: EUR 2.100 plus travel costs.

Minimum 2 persons, max. 8 persons.

Certificate:

Of course, each participant receives a certificate of participation with a detailed description of the training content. Training materials will be provided as well.

Speaker:

Herbert Nuszpl

Kriminalrat a.D.

Diplom Verwaltungswirt (FH) pol.

Short CV

Company position:          Freelancer; TIICC Compliance

Trainings / Investigations / Interviews / Coaching / Consulting

Career overview:

Police Officer and Detective in Germany

PricewaterhouseCoopers WPG AG, Forensic Services KPMG AG, Forensic

Alvarez&Marsal GmbH, Dispute Analysis & Forensic Services

Drägerwerk AG&Co. KGaA; Compliance and Internal Audit

Core competencies / focus areas:

More than 40 years of experience in preventing and combating crime. Compliance investigations. Specialized in forensic interviews. Consulting and coaching in compliance matters. Training on compliance topics, investigation training and interview techniques.

Extended profile:

Many years of experience in compliance matters and the prevention of criminal behavior, in particular in the case of corruption, fraud, economic crime, FCPA, antitrust and data protection violations. Development and implementation of continuous, coordinated and business-integrated concepts and security standards for compliance and security areas of large global companies.

Introduction of compliance structures, including the development and implementation of compliance management systems, codes of conduct, compliance guidelines, compliance audits, compliance trainings as well as whistleblower systems.

Management and implementation of a large number of compliance investigations for public and private companies, e.g., DAX 30 companies. Worldwide international experience in Europe, South-East Europe, Middle East, Africa, Russia, Asia, North, South and Central America.

Many years of experience in dealing with and cooperating with public authorities, including federal and state ministries, BaFin, federal and state criminal police offices, the German Office for the Protection of the Constitution and other authorities. Former member of the German Federal Police Commissions for Crime Prevention, Economic Crime, Corruption and Environmental Crime. Expert in court in a variety of criminal and civil proceedings. Participation in German legislative initiatives to combat corruption and the development of prevention concepts against white-collar crime.  Responsible for the areas of economic and environmental crime, corruption, auditing service of a federal state of Germany.

Development and conducting training courses and lectures on compliance topics, investigation training as well as training in forensic interview techniques for employees of internal audit, sales, finance, compliance and forensic departments.

Just call and let’s talk: +49 176 436 454 80 / +46 72 378 60 29
or write to: tiicc(at)gmx.net to arrange a phone appointment, training appointment or for more information.